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Regulators

What is the IIROC?

What is the IIROC? The Investment Industry Regulatory Organization of Canada, IIROC, is a self-regulatory organization. It is charged with managing investment…

What is FINRA?

What is FINRA? The Financial Industry Regulatory Authority, FINRA, is a NGO approved by Congress to protect American traders. Formed in 2007, the organization is…
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