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Regulators

What is the IIROC?

What is the IIROC? The Investment Industry Regulatory Organization of Canada, IIROC, is a self-regulatory organization. It is charged with managing investment…

What is FINRA?

What is FINRA? The Financial Industry Regulatory Authority, FINRA, is a NGO approved by Congress to protect American traders. Formed in 2007, the organization is…

FCA: Everything you need to know

What is the FCA? The Financial Conduct Authority, FCA, is the UK's financial services regulatory body. It is one of the most respected financial sector regulatory…

What is CIMA?

What is CIMA? The Cayman Islands Monetary Authority, CIMA, is the main regulator of financial services in the Cayman Islands. The objective of the agency is to…

What is the CFTC?

What is the CFTC? The CFTC, founded in 1975, is the United States Commodity Futures Trading Commission. It is an independent federal agency regulating futures for…

What is the AMF?

What is the AMF? The Autorité des Marchés Financiers (AMF), or Financial Markets Authority, is an independent administrative authority which regulates the French…

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