Regulators

Canada Deposit Insurance Corporation Canada is the world's 39th most populous country and one of the most vibrant economies. With such stats, a bank crash in the…

International Financial Services Commission In recent times, Belize has constructed a financial system that has made the country a favorite among investors. The…

Australian Transaction Reports and Analysis Centre By many different metrics, Australia ranks among the top 20 economies in the world. That prominent economic role…

Dubai Financial Services Authority Dubai is the most populous city and the capital of the Emirate of Dubai. A special economic zone is located in the city known as…

Securities and Exchange Commission Nigeria Nigeria has the largest economy in Africa. Moreover, it is the most populous country on the continent. Thus, it makes…

National Futures Association and its Functions The history of the National Futures Association (NFA) dates back to the 1970s. More than 45 years ago, the U.S.…

Swiss Financial Market Supervisory Authority Authorities around the world are working hard to regulate various industries. Companies, as well as individuals, should…

Jordan Securities Commission (JSC)  Ever since public shareholding companies formed in the 1930s, the Jordanian public has been subscribing and dealing in shares.…

Australia Court slaps AGM Markets, OTC, and Ozifin with a $53 million fine for conducting illegal OTC derivatives operations

The Financial Markets Authority (FMA) The Financial Markets Authority plays a critical role in capital markets and financial services in New Zealand. It is the…

CONSOB The term “CONSOB” means the Commissione Nazionale per le Società e le Borse. It is basically the control body of the Italian financial market.  It is the…

Australian Securities and Investments Commission (ASIC) ASIC, an independent Australian Government body is the country’s integrated corporate, markets, financial…

European Securities and Markets Authority (ESMA) In 2009, the European Union called for the financial markets to promote supervisory and direct supervision of…

Cyprus Securities and Exchange Commission - CySEC  Many retail forex and binary options brokers are regulated by the Cyprus Securities and Exchange Commission…

The  Securities and Exchange Commission (SEC) The Securities and Exchange Commission (SEC) is a United States government oversight agency. Its responsibility is to…

What is the IIROC? The Investment Industry Regulatory Organization of Canada, IIROC, is a self-regulatory organization. It is charged with managing investment…

What is FINRA? The Financial Industry Regulatory Authority, FINRA, is a NGO approved by Congress to protect American traders. Formed in 2007, the organization is…

FinCEN: the Most Influential Financial Bureau When talking about world leaders in the fight against financial crime, it is impossible not to think of the…

What is the FCA? The Financial Conduct Authority, FCA, is the UK's financial services regulatory body. It is one of the most respected financial sector regulatory…

What is CIMA? The Cayman Islands Monetary Authority, CIMA, is the main regulator of financial services in the Cayman Islands. The objective of the agency is to…